September 9, 2020 – Anti-Money Laundering & Fostering a Culture of Compliance

On Wednesday, September 9, we were joined by Jacqueline Shinfield, one of Canada’s leading financial services regulatory lawyers, who discussed anti-money laundering and FINTRAC compliance and building a strong culture of compliance at your brokerage. We also heard from Trevor Hargreaves, BCREA VP of Government Relations, about BCREA’s role in the Cullen Commission of Inquiry into Money Laundering in BC.

November 1, 2023 – Managing Brokers Policies and Procedures Manual Template & Standard Forms Launch

On Wednesday, November 1, 2023, we were joined by Jim McCaughan, Professional Services Support Advisor at BCREA, and Ryan DeLuca, Managing Director at 25th Hour Regulatory Consulting. Jim provided an informative overview of BCREA’s November 2023 Standard Forms Launch, including a summary of the forms change process, standard forms resources, a synopsis of the standard forms launch itself, and more. Ryan gave an invaluable presentation on topics such as why brokerages need a policies and procedures manual, things to consider when creating the manual, sections to include in the manual, best practices, and more.


The views expressed in these presentations are those of the speakers and do not reflect the views of BCREA or its member boards. Please note, the content of these presentations was current as of the date of each session and we cannot guarantee the accuracy of information provided in past sessions.